Frauds and Scams by Financial and Investment Advisers

Avoiding financial planning and investment advisor frauds and scams - Overview

The best way to avoid being defrauded by a financial adviser or investment counselors to investigate carefully several different advisors before hiring one. If you carefully choose an advisor, you have a far greater chance of finding one who is objective, competent, and ethical. This helps avoid significant problems in the future.

Avoiding financial advisor frauds and scams - The Never-do list -- Part 1

This article discusses things that you should “never do” with a financial planner or investment advisor. It covers advisor selection, contracts, signatures, and ownership title.

Avoiding financial advisor frauds and scams - The Never-do list - Part 2

This article discusses things that you should “never do” with a financial planner or investment advisor. It covers fees, payments, and proprietary investments.

Avoiding financial advisor frauds and scams - The Never-do list - Part 3

This article discusses things that you should “never do” with a financial planner or investment advisor. It covers unsolicited advice, sales pressure, and account decision-making discretion.